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Regulatory Compliance

Stay Ahead of UAE's Evolving Regulatory Landscape

CashLaw Global helps businesses navigate the UAE's complex and rapidly evolving regulatory environment, from AML/CFT compliance programmes to Economic Substance Regulations and Ultimate Beneficial Owner filings.

Who Needs Regulatory Compliance Support?

UAE regulatory requirements have expanded dramatically since 2019. Businesses in almost every sector face AML, ESR, and UBO obligations.

Financial Institutions & Regulated Entities

Banks, financial service providers, and regulated entities requiring robust AML/CFT frameworks, risk assessments, and regulatory compliance support.

DNFBPs (Designated Non-Financial Businesses and Professions)

Businesses such as auditors, accountants, corporate service providers, real estate brokers, dealers in precious metals and stones, and other regulated sectors subject to AML obligations.

Corporate Service Providers

Companies assisting with business formation, ownership structures, and corporate administration requiring effective AML controls and customer due diligence procedures.

Real Estate Businesses

Real estate brokers, developers, and agents required to manage AML risks relating to customer identification, source of funds, and suspicious transaction reporting.

Businesses With Complex Ownership Structures

Companies with multiple shareholders, international ownership, or cross-border operations requiring transparency, UBO compliance, and governance support.

Companies Under Regulatory Review

Businesses facing compliance assessments, authority enquiries, AML inspections, or remediation requirements requiring professional support.

The UAE Regulatory Framework

Understanding the legal landscape is essential to staying compliant and avoiding costly penalties.

AML Law

UAE AML/CFT FrameworkFederal Decree-Law No. 20 of 2018

UAE AML/CFT obligations apply to Financial Institutions and Designated Non-Financial Businesses and Professions (DNFBPs). Businesses subject to AML requirements must implement risk-based frameworks, customer due diligence procedures, transaction monitoring, and reporting controls.

CDD

Customer Due Diligence (CDD)Risk-Based AML Compliance Requirements

Businesses subject to AML obligations must establish procedures to identify customers, verify beneficial ownership, assess risk levels, and maintain appropriate records. We help organisations develop practical CDD frameworks aligned with UAE regulatory expectations.

UBO

Ultimate Beneficial Owner (UBO) RegulationsCabinet Decision No. 58 of 2020

UAE entities subject to Ultimate Beneficial Owner regulations must maintain accurate ownership records and submit required information to the relevant authorities. We assist businesses with UBO compliance, record maintenance, and regulatory filings.

FATF

FATF Standards & UAE Compliance FrameworkFinancial Action Task Force

The UAE aligns its AML/CFT framework with international standards established by the Financial Action Task Force (FATF). We help businesses adapt their compliance programmes to evolving regulatory expectations.

Our Compliance Programme Process

A clear, structured engagement from your first call to ongoing delivery.

1

Initial Consultation & Compliance Assessment

We begin by understanding your business activities, ownership structure, regulatory obligations, and existing compliance framework. We identify applicable AML/CFT, UBO, ESR, and other regulatory requirements relevant to your business.

2

Regulatory Risk Assessment & Gap Analysis

Our team performs a structured compliance review to evaluate your current policies, procedures, documentation, governance framework, and reporting obligations. We identify compliance gaps, assess risk exposure, and provide a prioritised remediation plan.

3

Compliance Remediation & Framework Implementation

We assist businesses in addressing identified gaps by developing and implementing required compliance measures, including but not limited to AML/CFT policies and procedures, Customer Due Diligence (CDD) frameworks, risk assessments, record-keeping procedures, UBO documentation, and ESR compliance support.

4

Regulatory Filing & Authority Support

We support businesses with required submissions, notifications, documentation, and correspondence with relevant authorities. Where regulatory reviews, inspections, or enquiries arise, we assist with response preparation and remediation support.

5

Ongoing Compliance Monitoring & Advisory

We provide ongoing support through compliance calendars, regulatory updates, periodic reviews, and advisory guidance to ensure your compliance framework remains effective as regulations evolve.

Is Your Business Fully Compliant?

UAE regulatory breaches attract significant fines and reputational damage. Book a free compliance health check, we'll identify your gaps and build a remediation plan.

  • AML compliance programmes built by specialists
  • All regulatory filings managed end to end
  • Regulatory change monitoring included
  • 100% confidential engagement

Book a Compliance Review

We respond within 24 hours. No obligation.

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